UCU / Unison Proposal for University Restructure – July 2024
Source: Surveys above conducted by the Heads of School of SoBE and SoA.
Introduction
In light of the ongoing consultation process on the University’s ‘Strategic Transformation Process’, we would like to take this opportunity to present an alternative vision for the University’s structure and decision-making bodies which can enhance the democratic and genuine academic voice of the University’s staff.
Key objectives of the proposed two-faculty structure are to allow ‘for future growth and opportunities for (cross-disciplinary) collaboration’, to support areas of excellence, and create vibrant sustainable learning environments.
At a quorate UCU Branch meeting on Friday 24th May 2024, a majority of attendees supported a proposal to develop an alternative model for the University’s restructure which would involve a return to a School-based structure and the removal of the current Faculty-based structure.
Our school-based model draws on organisational research (see below for references) that suggests that a horizontal structure is a positive advantage for promoting collaborative and innovative working practices. As a result capacities to deliver on the key objectives of cross disciplinarity, excellence, agility and resilience will be enhanced. Given the concerning findings in the recent staff surveys in terms of morale and staff voice, these proposals could go a long way to addressing many of these concerns.
An initial proposal was submitted to VCG on Tuesday 18th June 2024 for consideration at their VCG Meeting on Monday 24th June 2024, where a number of queries and challenges were raised with regard to the practicalities of a proposed move to a School-based structure and the introduction of a University Senate.
Following this, a number of responses and revisions have been made to the proposal, and are thus detailed below.
References
Maassen and Stensakar (2019) From organised anarchy to de‐coupled bureaucracy: The transformation of university organisation, Higher Education Quarterly 73: 456–468.
Commons (2018) Four Forces That Prevent Change in Organizations: How to Become an Innovative Organization Behavioral Development 23(1): 14–21.
Ahmetoglu, Scarlett, Codreanu and Chamorro-Premuzic (2020) The impact of organizational structure and work autonomy in fostering entrepreneurial tendencies and job performance Evidence-based HRM: HRM: (8) 1, 128-143.
———————————————————————————————————————————— 1. UCU Proposal – Overview
As you will be aware, the University’s current proposal is to reduce the number of Faculties from 4 to 2 as part of the ‘Strategic Transformation Process’, suggesting that this reduction could result in estimates of “a saving of £700,000 to £900,000 per annum”:
(https://docs.google.com/document/d/13Ipzr6UBj5pelwLS9jcHE_PvbYhWrSl6mIeXx8MRlA4/edit).
Our proposal is to instead remove the Faculty model in its entirety, thus reducing the number of Faculties from 4 to 0. This would provide additional cost-savings which would help mitigate the need for any further job losses envisaged within the proposed ‘Wave Two’ of the ‘Strategic Transformation Process’.
As part of the University’s proposal to reduce the number of Faculties to two, the consultation documentation identifies a new structure which would result in the ‘slotting’ or redeployment of a number of ‘at-risk’ senior management and professional services staff into new roles.
Our proposal is that any staff placed ‘at-risk’ through the removal of the Faculty model would be redeployed into the new School-based structure, whether through redeployment into an equivalent role within a School or Directorate, or within the PVC roles within the proposed new VCG structure.
Furthermore, the proposed ‘New Two-Faculty Structure’ outlined in Diagram 1 on p4 of the ‘Strategic Transformation Programme Consultation Document’ appears to add an additional level of hierarchy in the University’s management and decision-making structures, which reduces the staff voice:
(https://docs.google.com/document/d/1GuixDyIQbQR_kurBmU7vbhJsLSikIej9fSuBGTF0C9s/edit
Our proposal is that the University should instead establish a University Senate – replacing the Academic Board – as the academic authority of the University, with a role to oversee the teaching and research of the University, with responsibility for academic quality and standards and for the admission and regulation of students. The proposed Senate’s membership would be drawn from within the University, with equal representation from VCG, academic staff, professional services, and the student body.
One of the key reported objectives of the proposed 2-faculty structure is to allow ‘for future growth and opportunities for (cross-disciplinary) collaboration’, to support areas of excellence, and to create vibrant, sustainable learning environments.
Our proposal for a School-based model draws on organisational research that suggests that a horizontal structure is a positive advantage for promoting collaborative and innovative working practices. As a result, capacities to deliver on the key objectives of cross disciplinarity, excellence, agility, and resilience will be enhanced.
———————————————————————————————————————————— UCU Branch Survey – Process and Responses
UCU circulated these proposals for comments and feedback from UCU members with regards to the potential benefits and drawbacks of our draft proposal to remove the Faculty-based structure, and to move towards a School-based structure with the establishment of a University Senate.
Please see below for the collated responses to this survey:
Do you have any comments about the potential benefits of the Branch’s proposals? (43 responses)
- The new model would enhance the voice of staff across the University regards to the decision making processes, reducing the management hierarchy of the University. It would also create an
opportunity for additional cost-savings which would reduce the requirement for the loss of front line jobs.
- We should also propose to save costs with silly expenditures e.g. Gather and Gather that charges 3 times the cost of any food, and costs of trips that have to be hired with specific overpriced companies. We need more transparency of why the university is doing this.
- I agree that this will help to better democratise the university – university structure as it stands is very senior manager-heavy, despite the fact that ultimate power in terms of decisionmaking seems to be enacted by a few in VCG
- The current drive towards cross-disciplinary collaboration mooted in the two-faculty structure addresses a problem created by the academic framework, driven by VCG. Academics repeatedly voiced concerns about our programmes needing more, not less, flexibility and opportunities for cross-disciplinary collaboration, and through repeated lack of meaningful consultation (ie the usual window dressing after decisions have already been made and put in action behind the scenes by VCG), were ignored. Those concerns have been repeatedly vindicated, and are now implicitly ‘in writing’ – though they address only the effects, ignoring a major cause. I think it is crucial to be inclusive and we get buy-in from all parts of the University and Unite on this. I’d therefore suggest that any references should be to ‘Schools and Directorates’ – eg not ‘ School based structure’ but ‘Schools- and Directorates-based structure’.
- This solution has the virtue of likely making savings on salary costs and arresting what has been a very long cycle of centralization and proliferation of middle management at Brookes. It would also save us the task of backfilling the “strategic” justification for the faculty structure proposed by the VC Group. The schools are relatively more coherent, relatively more organic in their constitution, and the synergies and harmonies they possess are more intuitively understood than the proposed faculties.
- In a way, I cannot see what the function of the 2 Superdeans would be so I would support the senate model. However, I feel,- especially given the gravity of the situation,- that I do not have all the facts/background info to make an informed choice about this. But it might trigger an important conversation as so far we have not heard anything about any competing models for restructuring and why the 2 faculty model is the best one. If it is all about saving money then the senate option would save even more money, I guess.
- It is good to see that this proposal linked the structure of an organisation to its capacity to work across internal boundaries.
- Decisions about teaching and research often appear to be made by people invovled in neither and many university processes hamper rather than aid staff working. The current faculty system does not seem to promote cross-disciplinary working, and moving to a two faculty model suggests this would only happen within faculty rather than across the board. Eduction staff have, for instance, identified that we have more in common with psychology and sociology than with history, with whom we are currently partnered. A focus at school level would be stronger without being in a wider faculty. A senate certainly sounds more democratic and might provide a stronger staff voice.
- I share others’ concerns about how the University is being structured less democratically so thanks for these thoughtful proposals
- Senate proposal is likely to afford all staff (SMT, professional & academic) with greater opportunity for meaningful collaboration and democratic accountability. Staff and students are also more likely to identify with their individual schools than one of two all encompassing faculties.
- It seems to me that there are two parallel directions that the proposal calls for… 1. The democratisation of decision making and 2. The devolution of power to schools. The first is clearly outlined but I do wonder if a little more needs to be made of the second.
- University governance is currently far too centralised, and the VCG lacks necessary accountability. The governers are not providing that role and academics have little voice. The proposed UCU branch changes would do a lot to give academics a voice in the university decisions which affect them. It is ultimately likely to lead to better governance, which should benefit everyone. I suspect our financial situation wouldn’t be in such a mess if some of the financial decisions that were made had been put to a senate.
- The UCU proposal is clearly a much better idea and gives Schools a better more direct avenue to SMT, will improve both democracy, accountability and ownership because staff will feel they are part of a process rather than pawns in an empire.
- This also supports better interdisciplinary activities in line with the strategic transformation desired outcomes. Separating arts and humanities from the sciences is a huge barrier to interdisciplinary research
- I think the senate proposal would have a positive impact on getting the different voices of the university structure heard as acknowledge in the text. I also believe that this could be one step closer to a more democratic process being adopted at Brookes when choosing positions of leadership. In my perspective I think it would be very ehalthy if these posts were filled in by vote by the respective bodies. Candidates should ‘work for it’ rather than being appointed based on obscure processes.
- flat structure
- The main benefits that I can see is that such a proposal would address to some degree the democratic deficit within the university and might allow for decision-making which is more closely related to the knowledge and concerns of those who actually have to implement decisions in delivering teaching and research. We might also want to consider putting forward the idea that management posts up to and including head of school roles should be rotated rather than permanent, in order to increase accountability?
- Senate could be rotating academic / admin staff
- I like the potential for more bottom-up input, which will help implementing decisions that make sense from a pragmatic point of view and that would boost the morale of the staff. It is the option with greater potential for financial savings.
- None
- Greater student identification with and thus maybe active engagement with schools would be a highly likely outcome of a zero-faculty model. The same might also be said for staff, who probably often ignore or don’t really engage much with info communicated by the Faculty [as opposed to their subject or school]. A renewed focus on the actual core business of a university, with decision-making devolved from the centre to the schools, e.g. re marketing, perhaps even admissions, as it used to be. A greater voice for staff, which would build morale and have lots of positive knock-on effects.
- It’s a great idea because it would presumably allow the grass roots working academics, who best understand the working situation in the university, more influence over decision making. 23. Hopefully, more independence and better representation of individual schools 24. The Branch’s proposals ensure that cost savings are made without the concomitant reduction in staff voice or forcing of schools into uncomfortable unions as we would see within the universities own strategic transformation proposals.
- More autonomy for schools, which are closer to market and sector expertise. This would be helpful for admissions approaches etc, which do not always work well through centralised
mechanisms. It would also probably be helpful for portfolio review. A senate seems a much more responsive idea than the Academic Board, which seems toothless and remote from many aspects of the university which have an indirect impact on quality of courses etc.
- senate gives more on-going genuine input of well informed staff into university direction which for all consultations about any major change project previously seems to be ignored (eg previous re-structure and eg banner implementation) – illustrative of fact that current consultation/feedback mechanism is ‘fake’ consideration of staff views. The current illustration of ‘fake’ consultation is eg no ‘Business’ in faculty A title and no ‘Technology’ in faculty B title seems to be either ignoring the obvious critical mass of income streams or a deliberate ploy to then ‘ appear to ‘give these back’ in response to the feedback.
- No
- They are fresh and interesting. Faculty SMTs feel largely out of touch- i.e not listening to expert advice about current market needs for CPD education in digital healthcare which would create revenue and therefore preserve jobs
- The current hierarchical structure has contributed to unprofessional conduct by some managers such as bullying and bystanding, where “executive” teams defend and replicate the behaviour of those seen “above them” rather than protecting those “below them”. A more horizontal structure would remedy this by distributing power more evenly.
- Removal of multiple tiers of management between academics and VCG, may simplify and rectify communication difficulties associated with the current model of ‘command’ which is too slow and cumbersome. What is inherently wrong with the current (and 2 Faculty model) is the potential (and sometimes reality) for managers to make decisions about matters they are ill informed about, and for the inherent difficulty of senior faculty members to respond either through their adminstrators or only respond to ideas and requests that have been filtered through a ‘chain of command’, which can result in messages/request/information being filtered through this process. A senate is a good idea, but would need to replace Academic Board.
- This proposal would bring back the academic voice – it seems crazy to me that the decisions and strategies are developed by people who either have never taught/done research or taught so long ago that they wouldn’t have a clue as to what teaching is like/requires these days.
- 2 monolithic faculties would seem too large in scope and remit to offer much in the way of coherent strategy. Whilst a schools based structure would offer both a clear vision and more dynamic character for staff and students to cohere around. Could cross school research groups be established though to foster collaboration as found at LSE for example?
- Stronger identities for individual schools; smaller distance between members of staff and decision makers; more democratic; increased likelihood of identification with one’s disciplines; reducing the power of overarching management teams
- The Two-Faculty structure proposed by the University reduces academic representation at the top level, so a University Senate could be a good alternative solution making sure that all schools are equally represented.
- I think its a great idea but I suspect its possibly come too late – the current economic climate seems to means that this is all happening post haste. I’m wondering whether the learning here might be to spend more time thinking about future proofing in “ordinary times”- and also linking showcasing what other universities are doing that we could copy at Brookes.
- This should create a structure in which Schools will be free to collaborate on programme development. This is a major strength of this proposal. This creates greater agency for Schools. 37. Much reduced distance between Executive Management and programme delivery. Likely to provide cost savings.
- Hopefully School level governance will mean a closer and therefore more detailed understanding of the issues affecting each School and can therefore approach these in a tailored manner rather than a broad brush approach.
- It’s a rational solution and enhances institutional democracy
- Anything that increases the ability of academics themselves to make decisions about the direction of the university would ensure that we feel personally responsible for good and bad outcomes, and reduce the sense of helplessness that currently besets us. Cutting out complex managerial structures would thus be doubly valuable – it saves money and allows a important measure of agency for academic staff. The observation about school boards being able to instruct senior management feeds into a wider issue which I think could be given even more emphasis; healthy institutions historically had a model in which front-line staff had junior administrative colleagues to whom they could delegate. The savings made by the reduction of senior administrative posts through a move to a zero-faculty model could allow for the establishment of low-level administrative positions which would reduce academic workload.
- Well it would be a lot cheaper potentially.
- Just a question about representation of adjunct and other casually employed staff in the Senate, and about where postgraduate students would fit (with students? academics?). As the university moves toward the one-campus model, this proposal makes good sense. Also would ask the VCG to run a cost savings analysis on our proposal for comparison!!ee
- This would be better for staff and students. We’d be able to make changes that help us.
Do you have any comments about the potential drawbacks of the Branch’s proposals? (36 responses)
- N/A
- The cost savings and benefits made in the case to the BOG in my view need to be overwhelming and complementary, and have clearly signposted carrots (and possibly implicitly signposted sticks). Perhaps framing proposals as benefits to VCG could be helpful? The argument that, by concentrating power in the centre VCG have made its credibility and this university and unacceptably vulnerable, and that reducing the pressure on VCG’s decision making in fact will make it more robust and less vulnerable to workplace disruption going forward, could hold some sway. Rather than reducing its power, the argument could be made that this structure would allow them to increase their focus, and access to risk-mitigating expertise. Utopian perhaps.
- It would be good to consider how the financial management would be handled, given that the current funding environment is very different to that prevailed 25+ years ago. 4. A system of schools and senate could lead to greater confusion. There is a need for a clear, shared vision, which I am not sure we currently have. The culture of an institution is not always dependent on its management structure. Structures can help or hinder, but alone will not necessarily change attitudes. Unless underpinned by a real shift in ways of working, this type of change may only result in the equivalent of rearranging the deckchairs. Helping to make the workforce feel valued would be a good start!
- I have heard nothing from senior management to make me believe our proposals will be taken into proper consideration. For example, the business school Dean told us yesterday that he has already applied for what is basically a promotion (as part of a restructure, that I have been told, he himself recommended). Yet, he insisted that this is a genuine consultation
- I fully support this but I don’t see much chance of agreement from VCG, given the personalities involved.
- I would like to see more detail about how the flat 0 faculty structure would work in practice. For instance we currently have a faculty Associate Dean for Research in HLS. What would replace this? Would we just have research leads in each school who would take up that role, or would there be a single ‘generic’ dean of research responsible for all the schools, or several deans of research each with specialty overseeing a number of schools, or something else? I like the proposal but it needs more detail on questions like this.
- The SMT will simply dismiss it because it was NIH (Not Invented Here) – Here being SMT group. 9. I feel leadership roles in the schools should be term based and rotate between senior staff in the school to prevent entrenched, overpaid leadership who replicate the faculty style leadership 10. Not applicable in my case since I think the proposals would be a positive step forward 11. Even with joined up schools into faculties we have had very little cross disciplinary exchanges which is vital to get real impact into society. Being separate schools ironically would given us more autonomy to reach out for exchange with other schools esp if we create a rotating senate of mixed staff
- Some schools may be more financially vulnerable than others and this may be exposed and exploited in this model.
- I ma not sure how I feel about the likely scenario in which such a structure ends up being associated with more (rather than fewer) jobs at risk.
- None
- Are there any costings to demonstrate that a zero-faculty model would save money if all the staff now being paid to lead existing schools and faculties have their salaries protected? Can it be shown that any of their time could be released back to actual teaching? Conversely would doing that make the current staff costs seem even more problematic?! How many schools are envisioned and would their Heads all join VCG? My point in the section above raises the spectre of increased costs – things like marketing, web development and admissions would probably have to be strictly central to save costs – but their current centralisation is a real problem. One other possible drawback might be the development of really different cultures within the various schools – this is already obvious in my Faculty [e.g. 3 different subjects across 2 schools combine but the students have developed vastly different expectations and have begun to complain when one subject does not yield to their demands as another subject apparently would] – this could make cross-school teaching potentially quite difficult. Finally, there has never been proper recognition of the service done by one school to another in teaching their students, because the money does not apparently show up in the budget of the school teaching students registered for another degree [most obviously at level 4] – if interdisciplinary teaching is desired then the budgets need to reflect the work that staff do in teaching students not registered within their subject/school.
- Might it result in decisions needing to be taken by larger groups of people? This is more democratic but has the drawback that the decision-making process can be much more time consuming. It would be a good idea to consider how such problems can be mitigated in this proposal.
- Whole schools targeted in the “portfolio review”?
- Many colleagues are very attached to the current faculty framework and it would be a shame to embrace the principle of moving away from the faculty structure. However, it seems that this will happen no matter what. So, the Branch’s proposal is definitely a step in the right direction.
- It would be important to think about how each school would manage its costs – some schools (such as school of arts) contain courses which are much more expensive to run than others and
this could be a risk. It would also be important to consider whether schools would find a way to work well across schools. We don’t want a return to even smaller silos than we had in the current structure if we are to develop more interdisciplinarity.
- I am concerned that a schools based model will put smaller schools at risk – I suggest some indication of need to merge /re-configure some schools may be needed as part of a schools based model
- No
- Not all departments currently align with a school (not in HLS, anyway). Where schools do not currently exist would they derive from current departments? More clarity would be helpful on an imaginative idea
- I fear that the VCG and Faculty Executives will strongly resist any attempts to diminish their power over us, so the framing of the proposal needs to be considered carefully if it is to succeed. 24. Would the proposals result in any cost savings? The proposal to redeploy staff into a School structure would not result in any savings and may not be transformational.
- May require more significant restructuring of professional services in the short term to enable the school model to function well, but better this than another change down the line. 26. I was quite looking forward to belonging to a Faculty of Humanities and Social Sciences (I am a social scientist in the Business School!)
- If there are too many people in a Senate, it might be difficult/take longer to make decisions. I’d like to see both structures and know pros and cons there are of each, including estimated financial savings to be made with each.
- none at this stage
- No.
- I am open-minded about the zero Faculty structure but I am not clear how this structure will result in any cost savings if the “staff placed “at risk’ through the removal of the Faculty model would be redeployed into the new School-based structure, whether through redeployment into an equivalent role within a School or Directorate, or within the PVC roles within the proposed new VCG structure”.
- Sometimes it’s helpful to speak with someone at Faculty level if there are disagreements or lack of support at School level. I think it would be helpful to know who to turn to in this instance? 32. Representation of students on a board responsible for academic quality and standards runs the
risk of allowing students to “mark their own homework”, to use the currently fashionable phrase. We should reflect very carefully on whether that element of the proposal might be counterproductive.
- It might mean that management is more remote but it’s reduced to Senior Management only with HoD and PLs taking on much bigger workloads. I don’t know whether this is a good thing because it might put vulnerable Humanities subjects further at risk if those making the decisions have zero to do with them or academics teaching them. I worry that Brookes is losing out badly by not understanding that the Creative Industries are massive and with the right facilities and back up can and will recruit extremely well.
- It is amazing!
- It depends on how the senate is ultimately structured. I would hope we get to elect representatives and that there is a term limit for senate members so they don’t become too entrenched.
———————————————————————————————————————————— Proposed Structure – General Principles (Original Version)
Management Structure
– Vice-Chancellor’s Group would consist of Vice-Chancellor, Chief Operating Officer, Chief People Officer, Chief Financial Officer, Registrar, PVC Recruitment & Partnership, PVC Research and Innovation, and PVC Education
– Deans would be replaced by Heads of Schools; Schools would have Deputy Heads to support day to day operation of Schools
– Number of Schools might be reduced where there are natural synergies (eg Built Environment and Architecture)
Senate and Committee Structure
– Senate would replace the Academic Board, as the academic authority of the University, with a role to oversee the teaching and research of the University, with a responsibility for academic quality and standards and for the admission and regulation of student
– Senate membership would be drawn from within the University, with equal representation from VCG, Heads of School, academic staff, professional services, and the student body / Brookes Union
– Senate status would be parallel to that of VCG within the University decision-making structure
– Existing cross-University Committees would sit under VCG and Senate, reporting directly to both bodies
– Figure 1 organogram below illustrates indicative Senate, VCG and Committee structure:
Figure 1 – Illustrative University Structure, including Board of Governors, VCG, Senate, VCG, and Committees
———————————————————————————————————————————— Proposed Structure – General Principles (Revised Version)
Management Structure
– Vice-Chancellor’s Group would consist of Vice-Chancellor, Registrar and Chief Operating Officer, Chief People Officer, Chief Financial Officer, Academic Registrar and Director of ASA, PVC Recruitment & Partnership, PVC Research and Innovation, PVC Education and Student Experience, and PVC Strategy and Development; scope for 1 representative from ‘Heads of School Group’ on rotating / nominated basis
– Each PVC would have one / two Associate Deans drawn from existing at-risk ADRKE, ADESE and ADSD pools (Associate Dean Recruitment and Partnership [1 x Home & 1 x International]; Associate Dean Research and Innovation [1 x Research & 1 Knowledge Exchange / Innovation / Consultancy); Associate Dean Education and Student Experience (1 x Education & 1 x Student Experience); Associate Dean Strategy and Development (1 x Operational Strategy & 1 Interdisciplinary / Inter-School Strategy)
– Deans would be replaced by Heads of Schools; Schools could have Deputy Heads to support day to day operation of Schools (particularly in larger Schools by student or staff FTE); a ‘Heads of School Group’ would sit underneath VCG in order to foster interdisciplinary cooperation between Schools, and to facilitate strategic decision-making in collaboration with VCG.
– Number of Schools might be reduced where natural synergies (eg Built Environment & Architecture)
Senate / Academic Board and Committee Structure
– Senate would replace the Academic Board, as the academic authority of the University, with a role to oversee the teaching and research of the University, with a responsibility for academic quality and standards and for the admission and regulation of students
– Senate membership would be drawn from within the University, with equal representation from VCG, Heads of School, academic staff, professional services, and the student body / Brookes Union
– Senate status would be parallel to that of VCG within the University decision-making structure
– Alternatively, the existing Academic Board structure could be revised to strengthen the equality of representation from VCG, Heads of School, academic staff, professional services, and the student body / Brookes Union (i.e. through additional representation of academic staff, professional services and student body on Academic Board)
– Existing cross-University Committees would sit under VCG and Senate / Academic Board, reporting directly to both bodies
– Establishment of a Dispute Resolution Committee to resolve disputes between VCG & Senate / Academic Board, with equal representation from VCG and Senate / Academic Board (respectively), and Vice-Chancellor having casting vote as Chair
– Figure 2 organogram illustrates indicative Senate / Academic Board, VCG and Committee structure:
Figure 2 – Illustrative University Structure, including Board of Governors, VCG, Senate / Academic Board, and Committees (Revised)
———————————————————————————————————————————— FAQs and Responses to VCG / VC Questions
1) Is the move to a School-based, zero-Faculty structure dependent upon the establishment of a University Senate?
No – whilst the central principles of enhancing the staff voice and decision-making capabilities would be enhanced by the introduction of both structural developments, each separate element of our proposals could be considered separately on their own merits.
Furthermore, there may be certain elements outlined within each of the separate proposals which might not be feasible, but these could be discounted from each proposal without undermining the entirety of the proposal.
2) How could this work better than it did thirteen years ago, when there was a SMT, an Executive Board and eight Schools, and the move to a Faculty structure was prompted by a sense that decision-making was slow, inefficient and ineffective, with many decisions, in effect, being made twice?
Operational decision-making would be delegated to Schools in a decentralised manner, which would increase the speed of short-term, day-to-day decision making on the majority of academic, research, knowledge exchange, and consultancy activity.
Strategic decision-making for medium-term and long-term issues would be retained centrally by the VCG, Senate / Academic Board, and various cross-University Committees – and this would not necessarily deviate from the current practices… or those proposed in the creation of two new large Faculties.
3) Where would the work currently undertaken at Faculty level be done, without a proliferation of school level posts? – not just re senior posts like Deans, but also e.g. SSCs
There would likely be a need for the creation of some new School-level posts within the proposed structure, with the redeployment or slotting of some senior roles and the majority of junior roles. Whilst there would not be a necessity for Deans per se (unless the current Heads of School were retitled as Deans), other senior Faculty roles currently at risk (e.g. ADRKEs, ADSDs, ADESEs, Executive Office Managers, Heads of Operation) could be redeployed into other School-based roles (as Research Leads, PLSEs, Admission / Recruitment Leads, School Operations, etc.). Roles such as Faculty SSCs which already tend to have alignment with particular Schools & Programme areas could be easily assigned to specific schools, as the actual SSC workload would remain the same.
4) Where would accountability sit, with two different decision-making bodies?
Ultimate accountability for the University’s performance would remain with the Board of Governors, given that it is responsible for determining the overall mission and setting the educational character of the University, the University’s key objectives, academic plan, and core strategies, and monitoring the performance of the University. The VCG and University Senate / Academic Board would be reportable to the Board of Governors for the delivery of the University’s mission.
To avoid situations where deadlock or disputes emerge between VCG & Senate / Academic Board, there could be the establishment of a Dispute Resolution Committee to resolve disputes with equal representation from VCG and Senate / Academic Board (respectively), and Vice-Chancellor having a casting vote as Chair.
5) Who would chair Senate, and who would be arbiter between the two bodies in the event of disagreement (overlaps with the accountability question)? How will reporting lines work for new committees if they have Senate and VCG in parity above them? What if VCG and Senate disagree?
The University Senate / Academic Board would likely be chaired on a rotating basis between the various parties represented (VCG, students, academic staff, professional services). In the event of a disagreement between VCG and the University Senate / Academic Board, a final decision on such matters could be escalated to the Board of Governors for arbitration and/or final decision making.
Alternatively, a Dispute Resolution Committee could be formed with equal representation from the VCG and the University Senate / Academic Board, with the Chair of the Board of Governors having a casting vote to avoid deadlocks.
The many benefits of a University Senate are outlined in the article below:
https://www.timeshighereducation.com/campus/vital-role-faculty-senate-higher-education Other models of University Senates at other HEIs are illustrated below:
https://www.manchester.ac.uk/discover/governance/structure/senate/
https://www.southampton.ac.uk/about/governance/structure
6) How would selection for Senate work?
The selection process for a University Senate or enhanced-status Academic Board would run similarly to the current process for Academic Board – but with enhanced representation for academic staff, professional services, and the student body.
7) Who would line manage the eight Heads of School?
The new PVC positions proposed in the consultation process could be delegated as the Line Managers of the Heads of School, depending upon their past experience and working relationships (given that they’ve all been slotted into provisional roles as former Deans).
8) As a group, it [VCG] had considered alternative structures, which had included schools; however, it had been disregarded given colleagues prior experience of this type of structure, and the disadvantages this ultimately would bring such as more siloed working. It would be helpful if the Unions could elaborate on this point and how they envisioned those boundaries would be removed. How would eight schools achieve more inter-disciplinarity than in a faculty structure (four or two)?
Long-serving staff who served indeed the previous School-based model have argued the introduction of Faculties led to more top-down forms of decision-making, and less space for departmental and modular influence over programme design. Interdisciplinary programmes are notoriously difficult to develop and run successfully, regardless of the structure.
However, there is every reason to believe (or, more to the point, no reason not to believe) that bottom-up initiatives that ensure staff investment, pedagogic oversight and genuine opportunities for synergetic developments are most likely to be successful and to deliver the best student experience and outcomes.
In our model, the role of the University would be to foster these synergetic opportunities as follows:
- a) The cross-University Committees would have a key remit for delivery of interdisciplinarity in terms of academic delivery, research and knowledge exchange, strategic planning, and quality Given that the Committees would be drawn from each School and have key senior staff from each school in attendance, this would foster inter-School, inter-disciplinary operation.
- b) The successful model of the current cross-University Interdisciplinary Research Networks could be used as an exemplar of how this interdisciplinary approach could be fostered in other elements of the University’s approach, such as teaching and learning, consultancy and innovation.
- c) It could also be the case that one of the proposed PVC positions for Faculty A or B could have a specific remit for delivery and oversight of interdisciplinary / inter-School cooperation to deliver key objectives of the University in this regard.
- d) Furthermore, the Heads of School could form a ‘Heads of School Group’ which would sit underneath VCG in order to foster interdisciplinary cooperation between Schools, and to facilitate strategic decision-making in collaboration with VCG.
9) There were no sensible costing plans provided within the alternative proposal. It was queried how this model would drive efficiencies. It was considered, that if anything, the alternative proposal would require an increase in resources in order to work across the number of units proposed. Where will cost savings arise if current staff are to be redeployed into Schools or PVC roles? Which roles in schools do you have in mind (I’m not aware of many vacancies)?
Although it is beyond our capabilities to provide a full costing of a zero-Faculty, school-only structure – and given the lack of full modelling conducted by the University / VCG on this option in their own business plan – our own estimates of this are necessarily speculative.
However, given the modelling of the current proposal of a ‘2.5’ Faculty model and the need for some posts to be added back in to a ‘zero-Faculty’ model to offset workload, it is estimated that the cost savings for a ‘zero-Faculty’ model would be in the region of £1.3m to £2m using the University’s own rough estimates. However, ultimately the operationalisation of the University structure via redeployment, slotting, and ringfencing is for VCG and senior managers to work out.
10) Where will people issues be resolved?
The People Committee (which was omitted from the previous proposal in error) has been incorporated into the new organogram above.
11) It was an interesting proposal; however, the principal responsibilities of the Academic Board were drawn from the University’s Instrument and Articles of Government; as the senior Academic Committee of the University. There was no substantive reason for the Instrument and Articles of Government to be fundamentally changed, and it would be unusual and irregular practice even on review of the Instrument and Articles to make such a change.
If they have to be changed to enable the proposal to be implemented, then they should be. Alternatively, the remit of Academic Board could be changed significantly to strengthen its status to reflect an enhanced role as discussed in the Senate.
12) It [the proposal] proposed to take out a layer of senior management and the emerging model appeared to make the University leadership group unwieldly. It would, in essence, take the University back to pre-2011 when OBU had 8 schools, an SMT and an Executive Board. This had led to ineffective, inefficient and slow decision making.
Slower decision making may be a positive in some cases – such as in the case of a major restructure of the University such as that currently proposed at the moment. Other examples which benefit from slower decision-making such as this include the development of Estate masterplans, large capital investment, portfolio reviews and development, and academic framework reviews.
Furthermore, there is a need to differentiate between operational and strategic decision-making. Operational decision making could be quicker at a delegated level, and strategic decisions could be reserved to VCG / Board / Senate.
13) It was considered that the alternative structure lost sight of the main strategic objective around the portfolio and building work on this. It was queried how this would work in a larger, and more fragmented structure.
How the two-faculty structure facilitates ‘portfolio’ and building work is not articulated in the management’s proposal – we have asked for a clearer rationale for this and have not been provided with any. Again, this could be shaped at the strategic level, but then actioned from the bottom up using local knowledge which is better than centralised knowledge in VCG & MRE… as it’s in everyone’s best interest.
14) The underlying thrust of the document appeared to be about democratising decision-making but there was no evidence of how this type of structure would be managed, who would make the decisions and how the overall governance framework would work in practice. It was stressed that democratisation was not the fundamental aim of what the VCG was trying to achieve, which was fewer siloes, a better portfolio and more cross-disciplinary working. Further details were required regarding how this would work and how the alternative structure would aid the principles behind it.
We are happy to debate or discuss this – responsiveness might be a more acceptable word than democratisation. The principles and operation of this structure could be further worked out by the University. In essence, this would involve: a) more decentralised decision making; b) more power to Schools; c) Senate to give more say to staff (but this could be within an enhanced staff voice on Academic Board); and, d) less distance from VCG to Schools.
Given the concerning findings in the recent staff surveys in terms of morale and staff voice, these proposals could go a long way to addressing many of these concerns.
15) It was recognised that other models had been discussed thoroughly as part of this exercise; and that perhaps, it would be helpful to show the alternative structures that had been considered and why these had not been regarded as feasible solutions.
Agreed – can we see these?
16) A technical issue had been identified in that individuals such as SSEs, Academic Administration Managers (staff below the level in the consultation) that sat at Faculty level, could not be redeployed as there was no equivalent in Schools. It was considered that this would increase costs as it would result in redundancies.
There would likely be a need for the creation of some new School-level posts within the proposed structure, with the redeployment or slotting of some senior roles and the majority of junior roles. Whilst there would not be a necessity for Deans per se (unless the current Heads of School were retitled as Deans), other senior Faculty roles currently at risk (e.g. ADRKEs, ADSDs, ADESEs, Executive Office Managers, Heads of Operation) could be redeployed into other School-based roles (as Research Leads, PLSEs, Admission / Recruitment Leads, School Operations, etc.). Roles such as Faculty SSCs which already tend to have alignment with particular Schools & Programme areas could be easily assigned to specific schools, as the actual SSC workload would remain the same.
17) It was highlighted that even if this was considered to be a feasible alternative and supported; it was not something that could be granted in consultation. The Board of Governors was responsible for signing off on the constitution of the Academic Board or Senate. If the Board of Governors did not agree with it, then it could not be executed.
Of course, but again a debate or discussion with the Governors would be a necessary step in the process. This is not an ‘all or nothing’ submission from the UCU & Unison, and it would be possible to de-couple some of the proposals.